-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HXy7qnNdgX3nXkmxxwyrD8Ft2c44fV2RffJ1lMvDcv6vb8MDRG7TxUzb/Dx2Uczv qg/NJU543jWP9NnMW/vhHA== 0000765924-02-000050.txt : 20020822 0000765924-02-000050.hdr.sgml : 20020822 20020822105604 ACCESSION NUMBER: 0000765924-02-000050 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020822 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SCHULMAN A INC CENTRAL INDEX KEY: 0000087565 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 340514850 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-15940 FILM NUMBER: 02745374 BUSINESS ADDRESS: STREET 1: 3550 W MARKET ST CITY: AKRON STATE: OH ZIP: 44333 BUSINESS PHONE: 2166663751 MAIL ADDRESS: STREET 1: 1350 EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERGER OMNI INVESTMENT TRUST CENTRAL INDEX KEY: 0000765924 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 363344166 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 210 UNIVERSITY BLVD STREET 2: STE 800 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: 3033364563 MAIL ADDRESS: STREET 1: 210 UNIVERSITY BLVD STREET 2: STE 800 CITY: DENVER STATE: CO ZIP: 80206 FORMER COMPANY: FORMER CONFORMED NAME: OMNI INVESTMENT FUND DATE OF NAME CHANGE: 19920703 SC 13G/A 1 shlm073102.txt JULY 2002 13G/A FOR SHLM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) A. Schulman, Inc. /1/ -------------------------------- (Name of Issuer) Common Stock -------------------------------- (Title of Class of Securities) 808194104 --------------------- (CUSIP Number) July 31, 2002 ----------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |X| Rule 13d-1(b) o Rule 13d-1(c) o Rule 13d-1(d) - ------------------------ /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that Section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Schedule 13G Page 2 of 6 CUSIP No. 808194104 A. Schulman, Inc. - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Berger Small Cap Value Fund /3/ ID No. 36-3344166 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES -0- ----------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 599,178 /2/ ----------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- ----------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 599,178 /2/ - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 599,178 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.04% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IV - ------------------------------------------------------------------------------- /2/ Perkins, Wolf, McDonnell & Company is the sub investment advisor delegated with investment and voting authority. /3/ Berger Small Cap Value is a portfolio series established under the Berger Omni Investment Trust, an open-ended management investment company registered under the Investment Company Act of 1940, as amended. Schedule 13G Page 3 of 6 CUSIP No. 808194104 A. Schulman, Inc. - ------------------------------------------------------------------------------ Item 1. (a) Name of Issuer: N/A (b) Address of Issuer's Principal Executive Offices: N/A Item 2. (a) Name of Person Filing: N/A (b) Address of Principal Business Office: N/A (c) Citizenship: N/A (d) Title of Class of Securities: N/A (e) CUSIP Number: N/A Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: N/A (a) ________ Broker or Dealer registered under Section 15 of the Act (b) ________ Bank as defined in section 3(a)(6) of the Act (c) ________ Insurance Company as defined in section 3(a)(19) of the Act (d) _______ Investment Company registered under section 8 of the Investment Company Act. (e) Investment Adviser registered under section 203 of ________ the Investment Advisers Act of 1940 /1/ Schedule 13G Page 4 of 6 CUSIP No. 808194104 A. Schulman, Inc. - ------------------------------------------------------------------------------- (f) ________ Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see section 240.13d-1(b)(1)(ii)(F) (g) Parent Holding Company, in accordance with ________ section 240.13d-1(b)(1)(ii)(G) (Note: See Item 7) Item 4. Ownership (a) Amount Beneficially Owned: N/A (b) Percent of Class: N/A (c) Number of shares as to which such person has: N/A (i) Sole power to vote or to direct the vote: ------ (ii) Shared power to vote or to direct the vote: ------ (iii) Sole power to dispose or to direct the disposition of: ------ (iv) Shared power to dispose or to direct the disposition of: ------ Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [x] Schedule 13G Page 5 of 6 CUSIP No. 808194104 A. Schulman, Inc. - ------------------------------------------------------------------------------- Item 6. Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: N/A Item 8. Identification and Classification of Members of the Group: N/A Item 9. Notice of Dissolution of Group: N/A Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. Schedule 13G Page 6 of 6 CUSIP No. 808194104 A. Schulman, Inc. - ------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. BERGER SMALL CAP VALUE FUND: August 22, 2002 ------------------------------------------- Date /S/ Anthony R. Bosch ------------------------------------------- Signature Anthony R. Bosch, Vice President ------------------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----